Resources for Investors

 Advisor Search

• Find an advisor by zip code or last name and state.
• Advisor Request - Request a StarRating© for any financial advisor.

• FINRA Financial Industry Regulatory Authority.
• SEC - U.S. Securities and Exchange Commission.

 Informational Sites

• Retirement Dictionary - Appleby Consulting.
• Financial Calculators - Every type of financial calculator imaginable.

 Background Check

• Ethics Check - National Ethics Bureau. Background checks for financial advisors.

 Accredited Designations

• Certified Retirement Counselor - International Foundation for Retirement Education.

 Educational Designations

• CRFA - Society for Certified Retirement Financial Advisors

 Tax Return Services for Financial Advisory Clients

• Tax Prep Back Office - A network of CPAs that work directly with financial advisors and their clients. Click here to view a video.